NLRA – Section 7:
“Employees shall have the right to self-organization,
to form, join, or assist labor organizations, to
bargain collectively through representatives of their
own choosing, and to engage in other concerted
activities for the purpose of collective bargaining or
other mutual aid and protection”
NLRB
v. Weingarten, Inc. 420 U.S. 251 (1975):
The
employer violated [Section] 8 (a) (1) of the National
Labor Relations Act because it interfered with,
restrained, and coerced the individual right of an
employee, protected by [Section] 7, “to engage in …
concerted activities for … mutual aid or protection,”
when it denied the employee’s request for the presence
of her union representative at the investigatory
interview that the employee reasonably believed would
result in disciplinary action.
Weingarten Rights. Most union members have heard this
term. Many shop stewards have the right to protect
their members because of it. But what is the origin of
these rights? What lies behind one of the most
significant labor law rulings in recent history? For
thirty years, Weingarten has been an often-used word
in the vocabulary of union advocates.
Here is the story:
J.
Weingarten, Inc. operated a large chain of convenient
stores, several of which allowed customers to purchase
packaged meals. In June 1972, Ms. Leura Collins, a
lunch-counter clerk at Store No. 98 in Houston, Texas,
was called into the manager’s office and interrogated
by her manager and a loss prevention investigator
employed by the store. Unknown to Ms. Collins, this
investigator had been observing her for the past two
days on the basis of a report that she was stealing
from the register. Although this particular
investigation uncovered no evidence of wrongdoing on
Ms. Collins’ part, another manager learned (from a
coworker) that she “had purchased a [$2.98] box of
chicken … but had placed only $1.00 in the cash
register.”
During the interview, Ms. Collins, a member of Retail
Clerks Local Union No. 455, requested several times
that her steward or another union representative be
present. When questioned about the chicken, Ms.
Collins replied that she only took a dollar’s worth,
but was forced to use a large-size box since the small
ones were not available. The investigator went to
confirm this; upon his return he “told Collins that
her explanation had checked out [and] that he was
sorry if he had inconvenienced her, and that the
matter was closed.”
It
was at this point that Ms. Collins finally broke down,
exclaiming that the only thing the company ever gave
her was a free lunch. Hearing this, the manager and
the investigator were surprised, since Store No. 98
had no such policy. Once again Ms. Collins was
interrogated, once again she requested representation
and once again it was denied. The investigator then
asked her to sign a statement that claimed she owed
the company $160 for those “free” lunches. She
refused. In Store No.2, where she had previously
worked [1961-1970], free lunches were policy. It was
later learned that other J. Weingarten employees,
including the manager, took “free” lunches, since the
company had no official policy that forbade it, a fact
confirmed to the investigator who then ended the
interview.
Upon leaving, Ms. Collins was asked by the manager
“not to discuss the matter with anyone because he
considered it a private matter between her and the
company [and] of no concern to others.” However, Ms.
Collins reported this incident to her union and an
unfair labor charge was filed.
The Purpose
One
vital function of the steward is to prevent an
employer from coercing or intimidating employees into
confessing misconduct, especially in situations where
the supervisor (or any other employer representative)
engages in interrogatory techniques.
The
NLRA protects union concerted activities, which
includes a member’s right to request union
representation during investigatory interviews. This
right was recognized in 1975 with the U.S. Supreme
Court’s ruling in NLRB v. J. Weingarten. (420 U.S.
251)* and became known as a member’s Weingarten Right.
*Note: This opinion was delivered by Justice William
Brennan and was joined by Justices Douglas, White,
Marshall, Blackmun and Rehnquist [the current Chief
Justice]. The dissenting opinion was filed by Chief
Justice Warren Burger and joined by Justice Powell.
A
lone employee, confronted by the employer’s
investigation and the possibility of discipline, may
be either too afraid to face accusations, too
inarticulate to accurately explain, or simply to
uniformed to raise extenuating factors. A
knowledgeable union representative could assist this
employee by drawing out favorable facts or applicable
mitigating circumstances.
-
A
tangible knowledge of Weingarten is vital, since it
allows the steward to:
-
Serve as a (non-silent) witness to this interview
-
Contradict a supervisor’s possibly false account of
said interview
-
Prevent intimidating tactics or confusing questions
by supervisor
-
Prevent the member from making self-incriminating
statements or admissions
-
Advise the member, under certain circumstances, to
deny everything
-
Warn the member about losing his or her temper
-
Discourage the member from informing on others,
i.e., co-workers
-
Identify any extenuating or mitigating factors that
could benefit the member
The Investigatory Interview
Weingarten Rights can be invoked ONLY in an
investigatory interview, which occurs when:
-
Employer Representatives (Supervisor, Manager, et.
al.) question an employee about specific conduct or
to obtain information that could be used as a basis
for discipline.
-
As a result of the above, the employee has a
reasonable belief that the interview could result in
discipline or some other adverse consequence.
Example: an employee being questioned about an
accident would be justified in fearing that he or
she might be blamed.
Of
course, not every interaction between employee and
supervisor is an investigatory interview; for example,
a supervisor speaking to a subordinate about a
particular job performance. While the supervisor may
no doubt question the worker about his or her
performance, the likelihood of discipline is not the
issue. Both parties are merely engaged in a
work-related conversation – there is no investigation.
However, this workshop conversation could suddenly
acquire an entirely different demeanor should the
supervisor becomes hostile or the questioning turns
into suspicion. In this case, any employee may become
fearful; at this point would require union
representation.
Yet, when a supervisor (or any agent of the employer)
calls an employee into the office to warn, reprimand
or impose discipline already decided, this is not –
according to the NLRB* – an investigatory interview,
since employee conduct is not being questioned, but
rather has been observed and is being acted upon.
* Baton Rouge Water Works, 246 NLRB 995 (1979)
Under Weingarten, the following rules apply to the
investigatory interview:
-
The Employee can request a Union representative
before or at any time during the interview.
-
When the Employee requests such representation, the
Employer must choose from among three options:
1. Grant the request, delaying questioning until
the Union arrives.
2. Deny the request and end the interview at once.
3. Allow the Employee to either continue without
representation or end the interview.
-
If the Employer denies this request and continues
the meeting, the Employee can invoke their rights
and refuse to answer any questions.
NOTE: An Employer’s refusal to comply with a worker’s
request for Union representation, or violate any other
rights under Weingarten, is an unfair labor practice (ULP).
Unless there is a pending grievance, the NLRB will not
defer such a charge.
Steward Rights
Under Weingarten, a steward is not expected to assume
the role of a “silent witness.” As the legal agent for
the Union, the steward must be allowed to advise and
assist the employee in presenting the facts;
therefore, upon arriving at the investigatory
interview, the steward:
-
Must be informed by the Employer as to the subject
of the interview; i.e., the type of misconduct
allegedly committed by the employee
-
Must be allowed to meet privately with the employee
prior to questioning
-
Be allowed to speak on the Union’s behalf (but
cannot end the interview)
-
Can object to confusing or intimidating questions
and request clarification of any questions
-
Can advise the employee not to answer any line of
questioning that is abusive, misleading, badgering
or harassing
When the questioning ends, the steward may be able to
provide any facts or information that could justify
the employee’s conduct.
Educating Members
Unlike Miranda, another landmark Supreme Court case,
Weingarten does not require notice at the time of
questioning – or, in this case, an investigatory
interview. This means that the Employer is not
required to inform the employee that he or she has a
right to Union representation. For the union and the
steward, this means educating their membership by
explaining these rights. Many local union contracts
contain Weingarten in their language, such as this
example:
The
employer recognizes the employee’s right to be given
representation by a steward, or a designated
alternate, at any investigatory interview. The
employer will remind the employee of this right at the
time that the employer requests the investigatory
interview.
Many local unions provide their members with
wallet-sized cards that read:
If
this discussion could in any way lead to my being
disciplined or terminated, or affect my personal
working conditions, I respectfully request that my
union representative, officer, or steward be present
at this meeting. Until my representative arrives, I
choose not to participate in this discussion.
Weingarten and Public Employees
The
original applications of Weingarten covered only those
employers under the National Labor Relations Act;
therefore, it did not address public employers.
However, each state has its own laws for public sector
employees – and, each state will have different views
on the right to union representation. For example,
California public employees have the same rights
during an investigatory interview, as do private
sector employees. In any case, public sector
employees are protected by the due process tenets
provided in the Fifth and Fourteenth Amendments of the
U.S. Constitution.
Source: Teamsters International Brotherhood of
Teamsters
http://edu.teamster.org/hottopics/weingarten30.htm